基于Sentinel-2 MSI与Sentinel-1 SAR影像相结合的区域农田土壤有机碳估算以青海湟水流域黄土丘陵区为例

The Combination of Sentinel-2 MSI and Sentinel-1SAR to Estimate and Map Soil Organic Carbon Content in Farmland——A Case Study of the Typical Area of Loess hilly Area in the Huangshui Watershed of Qinghai Province

  • 摘要:
    目的 探究利用Sentinel-2卫星多光谱成像仪(Multi-Spectral Instrument, MSI)、Sentinel-1卫星合成孔径雷达(Synthetic Aperture Radar, SAR)数据以及两者相结合有效估算农田土壤有机碳含量(Soil organic carbon, SOC)的潜力及方法,可为区域SOC含量制图提供数据支持及服务精准农业管理。
    方法 以青海湟水流域西宁湟中区拦隆口、互助县卓扎滩两个区域为案例,分别以2022年和2023年春播前采集的农田土壤样品,以及与采样相近时间的Sentinel-2 MSI和Sentinel-1 SAR数据为支持,利用偏最小二乘(PLSR)、随机森林(RF)、极限梯度提升树(XGBoost)三种模型为估算方法,建立有机碳含量与影像光谱之间的统计模型,探讨Sentinel-2 MSI与Sentinel-1 SAR相结合估算SOC含量及其制图的潜力。
    结果 Sentinel-2能够有效估算两个区域的土壤有机碳含量,决定系数(R2)均达到0.78以上,验证集均方根误差(RMSEv)为1.09 ~ 1.18,相对分析误差(RPD)为2.46 ~ 2.60,达到良好估算精度。其中拦隆口区域的R2v为0.93,RMSEv为0.84,RPD为4.47;卓扎滩区域R2v为0.94,RMSEv为0.96,RPD为4.53,表明Sentinel-2 MSI和Sentinel-1SAR两者数据相结合估算SOC含量,能够获得更好的精度,结果优于单一传感器。三种模型方法精度均达到良好估算要求,但XGBoost模型精度最高,优于RF和PLSR。基于XGBoost对研究区SOC含量进行制图,SOC含量低值主要出现在河谷平原区域及其城乡居民建设用地周围,高值区域主要分布于丘陵坡耕地区。
    结论 Sentinel-2MSI能够对区域SOC进行有效估算与获得制图的数据,但结合Sentinel-1SAR数据能够进一步提高估算模型的精度。研究结果可为区域农田土壤精细化管理和智慧农业的发展提供数据及决策支持。

     

    Abstract:
    Objective The aim was to explore the potential and methods of using Sentinel-2 satellite Multi Spectral Instrument (MSI), Sentinel-1 satellite Synthetic Aperture Radar (SAR) data, and their combination to effectively estimate soil organic carbon (SOC) content in farmland, which can provide data support and services for regional SOC mapping and precision agriculture management.
    Method Taking the Lanlongkou area of Huangzhong District in Xining and the Zhuozhatan area of Huzhu County in the Huangshui River Basin of Qinghai Province as a case study, soil samples were collected from farmland before spring sowing in 2022 and 2023, as well as Sentinel-2 MSI and Sentinel-1 SAR data were collected at the similar period. Partial Least Squares (PLSR), Random Forest (RF), and Extreme Gradient Boosting tree (XGBoost) models were used as estimation methods to establish a statistical model between SOC content and image spectra, and to explore the potential of combining Sentinel-2 MSI and Sentinel-1 SAR to estimate SOC content and map it.
    Result Sentinel-2 was able to effectively estimate the SOC content in two regions, with a coefficient of determination( R_V^2 )of over 0.78, Root mean square error of validation set (RMSEv) of 1.09-1.18, and Residual Predictive Deviation (RPD) of 2.46-2.60, achieving good estimation accuracy. The R_V^2 , RMSEv, and RPD of the blocked area were 0.93, 0.84, and 4.47, respectively. The R_V^2 of the Zhuozhatan area was 0.94, RMSEv was 0.96, and RPD was 4.53, indicating that combining Sentinel-2 MSI and Sentinel-1SAR data to estimate SOC content can achieve better accuracy, and the results were better than using a single sensor. The accuracy of all three model methods met the requirements for good estimation, but the XGBoost model has the highest accuracy, better than RF and PLSR. Based on XGBoost, the SOC content in the study area was mapped, and the results showed that low SOC content mainly occurred in the valley plain area and its surrounding urban and rural residential construction land, while high SOC content areas were mainly distributed in hilly and slope cultivated areas.
    Conclusion The combination of Sentinel-2 and Sentinel-1 data is an effective data source for estimating SOC content in farmland and mapping it. The research results can provide data and decision support for the fine management of farmland soil in small areas and the development of smart agriculture.

     

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